Audit Sr Advisor - Corporate

<strong>Location: </strong>On site at locations listed Memphis, TN, Birmingham, AL, Dallas, TX, Lafayette, LA, New Orleans, LA, Charlotte, NC, Raleigh, NC, Atlanta, GA, Miami, FL, Houston, TX.<br><br><strong>Summary: <br><br></strong>Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Sr. Advisor is expected to:<br><br><ul><li>understand and identify the full range of risks related to processes, regulatory compliance, organization, policy, and technology;</li><li>evaluate control design adequacy in complex business processes,</li><li>perform and/or supervise control testing;</li><li>document work performed in conformance with internal audit methodology;</li><li>seasoned and strategically minded senior internal auditor with a deep understanding of banking and financial risk management;</li><li>provide critical assurance and advisory services on the governance, risk management, and control frameworks surrounding Treasury and Financial Risk Management functions; and</li><li>audit execution of high-impact, enterprise-wide processes related to liquidity, capital adequacy, and resolution readiness. <br><br></li></ul><strong>Essential Duties And Responsibilities<br><br></strong><ul><li>Leads a team focused on assigned audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report</li><li>Plan, execute, and report on risk-based audits focused on ALM, capital planning (including CCAR), liquidity risk, and resolution planning frameworks. </li><li>Evaluate the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions. </li><li>Perform detailed testing and analysis of models and methodologies supporting capital adequacy, stress testing scenarios, liquidity forecasting, and contingency planning. </li><li>Provide robust and independent challenge to the first and second lines of defense, ensuring that governance structures and controls align with regulatory expectations and best practices. </li><li>Collaborate with senior audit management to scope and design annual audit plans that reflect material risks and emerging regulatory themes in Treasury and Resolution Planning. </li><li>Lead and mentor audit staff during audit engagements, supporting their professional development and technical growth. </li><li>Communicate findings, root causes, and risk implications clearly and concisely to executive-level stakeholders. </li><li>Monitor and report on the status of remediation plans, following up on agreed corrective actions to ensure timely and effective resolution. </li><li>Maintain strong relationships across internal business units while preserving independence and objectivity. </li><li>Provide feedback on staff performance to Audit Leadership <br><br></li></ul><strong>Supervisory Responsibilities<br><br></strong>Informal project basis<br><br><strong>Qualifications<br><br></strong>Bachelor’s Degree (4-Year Accredited College) 8 to 15 years of progressive internal audit experience.<br><br>Demonstrable subject matter expertise in one or more of the following areas: Asset and Liability Management (ALM), Capital Planning, Stress Testing (CCAR/DFAST), Enterprise-wide Stress testing, and FDIC Resolution Planning (including RRP, IDI Plan, or 165(d) requirements).<br><br>Strong understanding of regulatory expectations from the Federal Reserve, OCC, and FDIC. Proven ability to assess risk and control environments within a complex banking organization. Exceptional written and verbal communication skills, with an ability to present issues and recommendations effectively to executive audiences.<br><br>Thorough understanding of Institute of Internal Auditors (IIA) Standards<br><br>Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6, 7, or 24, etc.).<br><br>Prior experience at a large, complex financial institution or Big Four advisory practice.<br><br>Familiarity with Basel III, LCR/NSFR, TLAC, and related capital/liquidity regulatory frameworks.<br><br><strong>Computer And Office Equipment Skills<br><br></strong>Microsoft Office Suite<br><br>TeamMate + (preferred)<br><br><strong>CERTIFICATES, LICENSES, REGISTRATIONS<br><br></strong>Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6, 7, or 24, etc.) or ability to obtain within 24 months<br><br><strong>About Us<br><br></strong>First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation's best employers by Fortune and Forbes magazines and a Top 10 Most Reputable U.S. Bank. More information is available at www.FirstHorizon.com.<br><br><strong>Benefit Highlights<br><br></strong><ul><li> Medical with wellness incentives, dental, and vision</li><li> HSA with company match</li><li> Maternity and parental leave</li><li> Tuition reimbursement</li><li> Mentor program</li><li> 401(k) with 6% match</li><li> More -- FirstHorizon.com/First-Horizon-National-Corporation/Careers/Our-Benefits<br><br></li></ul><strong>Follow Us<br><br></strong>Facebook<br><br>X formerly Twitter<br><br>LinkedIn <br><br>Instagram <br><br>YouTube

Back to blog
Ads

Common Interview Questions And Answers

1. HOW DO YOU PLAN YOUR DAY?

This is what this question poses: When do you focus and start working seriously? What are the hours you work optimally? Are you a night owl? A morning bird? Remote teams can be made up of people working on different shifts and around the world, so you won't necessarily be stuck in the 9-5 schedule if it's not for you...

2. HOW DO YOU USE THE DIFFERENT COMMUNICATION TOOLS IN DIFFERENT SITUATIONS?

When you're working on a remote team, there's no way to chat in the hallway between meetings or catch up on the latest project during an office carpool. Therefore, virtual communication will be absolutely essential to get your work done...

3. WHAT IS "WORKING REMOTE" REALLY FOR YOU?

Many people want to work remotely because of the flexibility it allows. You can work anywhere and at any time of the day...

4. WHAT DO YOU NEED IN YOUR PHYSICAL WORKSPACE TO SUCCEED IN YOUR WORK?

With this question, companies are looking to see what equipment they may need to provide you with and to verify how aware you are of what remote working could mean for you physically and logistically...

5. HOW DO YOU PROCESS INFORMATION?

Several years ago, I was working in a team to plan a big event. My supervisor made us all work as a team before the big day. One of our activities has been to find out how each of us processes information...

6. HOW DO YOU MANAGE THE CALENDAR AND THE PROGRAM? WHICH APPLICATIONS / SYSTEM DO YOU USE?

Or you may receive even more specific questions, such as: What's on your calendar? Do you plan blocks of time to do certain types of work? Do you have an open calendar that everyone can see?...

7. HOW DO YOU ORGANIZE FILES, LINKS, AND TABS ON YOUR COMPUTER?

Just like your schedule, how you track files and other information is very important. After all, everything is digital!...

8. HOW TO PRIORITIZE WORK?

The day I watched Marie Forleo's film separating the important from the urgent, my life changed. Not all remote jobs start fast, but most of them are...

9. HOW DO YOU PREPARE FOR A MEETING AND PREPARE A MEETING? WHAT DO YOU SEE HAPPENING DURING THE MEETING?

Just as communication is essential when working remotely, so is organization. Because you won't have those opportunities in the elevator or a casual conversation in the lunchroom, you should take advantage of the little time you have in a video or phone conference...

10. HOW DO YOU USE TECHNOLOGY ON A DAILY BASIS, IN YOUR WORK AND FOR YOUR PLEASURE?

This is a great question because it shows your comfort level with technology, which is very important for a remote worker because you will be working with technology over time...